CONTACT:
Hazard & Siegel Inc.
315-414-0722
info@hazardsiegel.com



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BECOME PART OF THE HAZARD & SIEGEL TEAM


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As a Hazard & Siegel financial professional, you become part of our fiercely independent approach to financial services armed with a full range of products and services including:

  • No proprietary products forced on you and your clients
  • No “steering” towards a certain vendor
  • Direct access to over 30 insurance companies
  • Access to multiple 401(k) vendors
  • Selling agreements with public nontraded REITs and BDCs
  • Access to Multiple Advisory Platforms
  • College planning with 529 plan sponsors across multiple states

When it comes to training and continuing education, we provide access to the following:

• Regional Annual Compliance Meetings
• FINRA Anti-Money Laundering Training*
• FINRA Annuity Training*
• Firm Element Continuing Education
• Online Continuing Education (RegEd)
• Due Diligence Trips

* Individual vendor insurance product training is not part of the FINRA training

Your fees as an independent financial professional include:

• Errors and omissions insurance
• FINRA and insurance regulator fees
• Continuing education expenses
• Annual association and firm fees

Compensation Considerations:

• Commission schedule based on production as a percentage of gross dealer concession (GDC)
• Commissions paid every two weeks via ACH
• 12b-1 trails paid in regular pay cycles
• Variable insurance product payouts based on both commission and ERA